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BROKERAGE RELATED LAWS

Ahmed2023-08-29T12:12:59+00:00

TheStatutes

brokerage related laws

Securities Brokers (Licensing and Operations) Regulations, 2016 (Updated as of October 14, 2022)

Securities and Futures Advisers (Licensing and Operations) Regulations, 2017.

Commodity Exchange and Futures Contracts Rules, 2005

Central Depository Companies (Establishment and Regulation) Rules, 1996.

Central Depository Licensing and Operations Regulation, 2016

Central Depository Licensing and Amendment Regulations, 2021

Clearing Houses (Registration and Regulation) Rules, 2005.

Companies (Asset Backed Securitization) Rules, 1999.

Voluntary Pension System Rules, 2005

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